Log in

Cookies must be enabled in your browser Help with Cookies must be enabled in your browser

NFA Swaps Proficiency Requirements

NFA's Swaps Proficiency Requirements must be successfully completed by individuals registered as associated persons (AP) at futures commission merchants, introducing brokers, commodity pool operators and commodity trading advisors who engage in swaps activity subject to the CFTC's jurisdiction (swap designated APs) as well as individuals acting as APs at swap dealers. Click here for technical requirements. If you need assistance accessing the requirements, please contact NFA's Information Center


View the Privacy Policy or Terms of Use.